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Global Capital Markets Americas - Syndicate Compliance Coverage
DESCRIPTION: GCM Compliance provides real time advice to the business unit and monitors business activities for adherence to both Firm and regulatory requirements. The team monitors new rules and regulations and industry standards and helps maintain written policies and procedures. We devise an annual compliance program and conduct and coordinate monitoring, testing, and training for the business unit. The role will focus on providing Compliance coverage to the Americas Capital Markets syndicate desks, including the syndicate desks for Equity Capital Markets, Fixed Income Capital Markets, and Leveraged Finance, and other desks within GCM that conduct syndicate activity. Primary areas of focus will include communications between GCM and iss


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