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Sales Supervision Manager - Specialized Trends and Reports
The Specialized Trends and Reports Team has a number of key responsibilities. This team is responsible of reviewing business trends across advisor practices based on red flags in the practice. In addition, they play a key role in supervising business activities such as heightened supervision plans, non-conventional business practices, and journaling of cash and securities between managed accounts and retail brokerage accounts. The Sales Supervision Manager - Specialized Trends and Reports will have work assigned based on skill set and experience. Responsibilities Conduct sales practice reviews surrounding products such as general securities, options, annuities, insurance, and managed accounts. Communicate with advisors and field leaders


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