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Senior Manager Markets Compliance - Global Investment Bank
My client is an international well known boutique investment bank. They have business in asset management, private bank, and capital markets. They have over 100 staff in Hong Kong. Description Report directly to the HK Head of Compliance whilst working alongside other colleagues responsible for performing second line of defence compliance program duties including reg change management, risk assessment, and monitoring and testing provide capital markets compliance advisory to the business perform trade surveillance duties when necessary Profile bachelor degree 5-7+ years in compliance specifically compliance testing and/or global markets compliance advisory m


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