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Capital Markets Compliance Officer
Prestigious corporate finance and wealth management group seeks a Compliance Officer to primarily advise its Capital Markets business line, incorporating fund raising capabilities to quoted small/mid-cap companies and M&A for private companies. Reporting into the Chief Risk & Compliance Officer, this is a broad advisory role and forms part of an overall compliance team of 8 staff, the job holder will be required sporadically to also advise its wealth management business, creating a rich and varied opportunity. Candidates are sought with a minimum of five years compliance experience in either an investment bank, nominated adviser or other corporate finance provider. Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business f
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